Stephen Kieran and James Timberlake
October 2007
We have absolutely no interest in the process of architecture for the sake of process
itself. What motivates us is the art of architecture - the making of beautiful buildings
that elevate us all through the fusion of purpose with place, craft and ethical design.
For us, this aspiration requires control, deep control, the ability to consistently and
insistently translate idea into form, intention into substance. Our drawings depict
intention to the fabricators and builders who then give form to the intention (Figure 1).
Most art is about the controlled translation of vision into form. The problem today,
however, is that this ideal of controlled translation is under assault. The forces that
have collapsed upon architecture and conspire against control are many. They include cost
(value engineering), schedule (time), quality (punch list) and fabrication strategies. A
graph of productivity in design and construction since the 1960's portrays a distressing
tale that continues to undercut the prospect for deep control (Figure 2) . The story of
declining productivity in architecture and construction is without parallel in modern
times. While nearly all other fabrication has gained productivity, building activity
remains alone in a declining trajectory. Cars are today unquestionably better than they
were just fifteen years ago, while the cost and time of building architecture has
increased as the quality and scope decline (Figure 3). With each cycle of declining
productivity, the loss of control understandably deepens. This, however, is only the
symptom. The real issues lie deeper.
How has this loss of control come to pass? What are the forces that have driven a wedge
between designing and making? In theoretical terms, modern specialization has forced
segregation of responsibility. Brunelleschi's dome, where the designer has deep control
(he was, after all, conceiver, material scientist, product engineer and builder all in
one), has given way theoretically to a world in which the conception is phoned in, as in
Man Ray's famous 1920's provocation in which he literally phones in the fabrication
directions, art untouched by the hand of the conceiver (Figure 4). Man Ray was here
forcing the issue, pushing us to confront the complete disjunction of designing from
making in modern theory. This disjunction has assumed legal status in most architectural
contracts. In contrast to Frank Lloyd Wright's simple one page contract for a Usonian
house, complete with its intention to eliminate the contractor to the greatest extent
possible through the provision of an architectural intern to oversee completion of the
work, the AIA Owner-Architect Agreement excludes the "means and methods of construction"
from participation and even comment by the architect. Lastly, there is the matter of
systems complexity. Control was deeper when systems were shallow. We use the word shallow
not in a negative but rather in a matter-of-fact sense. Deep control is more attainable
with fewer elements in the field. When systems were limited in an 1899 dormitory to a
fireplace for heat and gutters for drainage, the field of control, using cost as a
measure, was reduced by 30-50% compared to a present day building fully loaded with
heating, cooling, mechanical ventilation, hot and cold water, sanitary drainage, power,
lighting, fire suppression and detection, security, voice and data, etc.(Figure 5).
The world we work in has understandably responded by taking control where we architects
have failed to do so. We have ceded, and continue to cede ground to the lawyers. Various
new forms of contractual relationships from construction and project management to
design-build formally marginalize the architect even further. How can we break this
downward spiral? How can we attain, once again, deep control of our art? The word
"practice" has long been coupled with professions: we practice medicine, law, engineering
and architecture. To be working in these disciplines is said to be "in practice." The
professions, especially architecture, are coupled with the word "practice" for a reason:
they are not perfect. But how do we become better? Practice alone does not, contrary to
the old adage, make perfect, especially if we repeat the same mistakes over and over
again. Architects are designers. We define and propose solutions to problems. The first
act of design, however, has to be the design of practice itself. We must recognize that
architecture is practice and that we have an ethical obligation to design ourselves to get
better with each successive act of architecture.
In the design of our firm, we focus on culture. The culture of architecture firms must
be designed. It cannot be allowed to just happen. Unlike an ethnic group, or even an
institution, few architecture firms have the longevity to simply let culture evolve. In
the design of any large, complex structure, culture may well be the most potent architect,
far more powerful and with far deeper tentacles than even the most energetic and forceful
talents and personalities. There are three realms of the design of our firm's culture we
want to touch on here. The first of these realms is ethical, and it is an obligation, not
an option. The ethical realm is a broad topic that for us includes the nature of
twenty-first century collaborations and changes necessary to the legal structures that
have arisen to guide these collaborations, as well as our responsibilities to the
environment. The second realm (also an obligation) is research, both for its own sake and
infused with architectural and urban design problems. The third realm is quality, the
obligation to make what we make better.
COLLABORATION
The first of our ethical obligations is collaboration, the breaking down
of the silos that segregate us from those on whom we are dependent to realize design
(Figure 6). We recall as young architects the way in which form was often conceived in the
late 1970's and early 1980's, with the architect describing the solution and giving the
form to the engineers with the charge to "make it work," no matter what the horsepower
required. Those directive relationships have receded in leading edge practices, with far
more collaborative models coming of age in the last 20 years. The same can now be said of
our relationships with contractors. This is one of the unexpected benefits of our own
inability to control. We as a profession have been asked or required by our clients, with
increasing frequency, to engage in "construction management" or "design-build"
relationships with contractors. The potential benefits of these early relationships,
ideally collaborations, with contractors are now well accepted: earlier cost certainty,
earlier access to the trades for design detailing, and shared as opposed to conflicting
objectives. The connections back to product engineers and materials scientists, those who
make the materials and assemblies that become the form of our buildings, have proven more
elusive. We believe this is largely because we do not yet "speak the language" of these
disciplines. With changes in education and the development of research within practice,
this has begun and can continue to change. This is a historic opportunity for us as
architects. We need not wait for our clients to force this one on us. We can lead the
profession into deep collaborations with those who make the materials that form our
buildings, impacting the design and form of architecture in profound ways. There exists in
this set of collaborative relationships the potential for "deep design," for levels of
collaborative control that have not been attained in the modern era. There also exists the
potential for the architect to move to a central rather than a peripheral role in the
totality of the enterprise, a master controller, not a marginalized player (Figure 7).
This new world, however, is by no means assured. A central impediment is the legal
structures that have evolved to segregate the entities that make architecture into
isolated "silos," all under the guise of limiting liability. Our continued exclusion from
participation in the "means and methods" of construction - i.e. how we build, and
professional liability exclusions from "product design" are serious issues that must be
addressed. Phil Bernstein and others associated with the development of the next
generation of AIA contracts are taking on just these questions at this time. It is in the
seams of the "means and methods," that which is between the "silos," where much of the
improvement we can make to both design and construction resides. Returning to our central
objective as architects, it is here that the ability to directly control the translation
of image into form will be attained.
RESEARCH
The most important activity that architecture needs to infuse into its ethos
to move forward into the envisioned world of "master control" is research. Research is
investment in an as yet only vaguely perceived future. Without research investment we,
like all industries, have no new product. Without new product, we become the produced
rather than the producer. We react to what comes our way rather than finding, selecting
and designing a new and better way. Compared to other industries, architecture has little
effective investment in research. We know all the excuses: we are a highly decentralized
industry with huge numbers of small players who do not have the financial resources; we do
not have the training or expertise. These are unacceptable. We just need to begin and do
it. No excuses. In the design of our own 50 person firm, we have placed research squarely
at the center of all that we do. We design with research. Our ability to design, invent
and occasionally to innovate derives from research activity. Everything about our firm
from the workplace itself (completely flexible, always shifting and evolving); to our
staffing (we have a research core of 3-4 full-time professional positions); to our
finances (we support research by a mix of grants, corporate and client funding, and
self-funding by reinvesting profit); as well as our technology, public relations, and
marketing are designed to support research initiatives (Figure 8). We call these
initiatives "kernels." They are seeds to be strategically spread among all the activities
of our firm, ranging from architectural projects to teaching, industrial design,
exhibitions and publications (Figure 9). Once placed, the intention is germination, the
formation of new and improved worlds. Not all efforts prove constructive. Some whither
swiftly, while others spiral outward into sometimes surprising worlds through
collaborations with corporations, institutions and other professionals.
We think of each research kernel not as a hierarchical passage but rather as a
potential spiral, a research passage that unfolds from a core idea and spirals in
ever-evolving paths through the realms of speculation, education, realization and
recognition, then back and out yet again. We no longer keep track of projects by simple
lists. Rather, we track their spiraling trajectories across four realms: speculation,
education, realization and recognition. Research projects, kernels, can begin in any of
these four realms and they can move between them in any direction or order. They can and
often do spiral back upon themselves, repeating the passage but in a different tighter or
looser trajectory.
The ideas that ultimately led to the arguments set forth in our book reFabricating
Architecture began in the education realm, with our graduate students in our design
research laboratory at the University of Pennsylvania (Figure 10). Through initial
speculations with these students in the spring of 2000 about transfer technologies and
processes, we formulated a full fledged speculation, a research proposal that was funded
through the AIA College of Fellows inaugural national design research prize, the Latrobe
Fellowship. This funding permitted the hiring of our first full-time research staff and
research into industries with integrated collaborations: planes, ships and cars. We
crossed the country studying the methods of these industries. One common ground was the
redesign of the supply chain into hierarchical tiers, with the aim of creating integrated
component assemblies, like the dashboard of a car, and the reduction of joints at the
point of final assembly.
Opportunities to realize theory, to actually build based upon the speculative
propositions of the book, have in turn come directly from the reviews and recognition of
the book, moving us in ever tightening circles toward realization through applied research
on our projects. A chemical company has asked us to design an offsite fabricated vanity
using solid surfacing materials (Figure 11). A medical device manufacturer who also read
the book has called us expressing interest in becoming a tier one supplier to the
construction industry. In the meanwhile, a problem arose. We had to take apart and put
back together 55 bathrooms together for a residential college renovation in a very
constricted space with a short schedule. We developed the design of the offsite fabricated
vanity further for one of our projects. It has now evolved into an integrated component
assembly composed of structure, counter and shell, multiple sinks, all the associated
plumbing and drain lines, electrical power, mirror, lights and accessories. Refinements
continue to be made through three successive iterations in projects.
For the same client, Yale University, in the same project, the renovation of Pierson
College, we had another problem. A decision is made to seize an opportunity to build new
housing for thirty students in a relatively inaccessible, hidden court adjacent to the
college (Figure 12). In this case, the research opportunity began with a project, a design
problem. Owing to the tight site and the required use of the site as staging for the
adjacent renovation, we suggested off site fabrication. The effort then moved from the
project into the realm of speculation with visits by the client and the construction
manager to potential fabrication facilities. An off site fabricator in Lebanon, NJ,
Kullman Industries, was selected; detailing systems and new methods of joining the
assemblies were developed, and the building was constructed in the shop in 33 "grand
blocks" over the course of six weeks. Each block is a complete geographic fragment of the
building. Each has integrated structure, heating, electrical power, lighting, voice and
data, fire protection, exterior masonry walls and windows, and interior finishes. They
were set in place during one week over the course of spring break. The project then moved
into the realm of recognition through publications and lectures. Ultimately, it yielded
further opportunity in the form of new projects which begin the cycle anew.
Research into new materials is another stream of the agenda that we began in our design
laboratory at the University of Pennsylvania and continued through the Latrobe Fellowship
and into speculations in reFabricating Architecture. The last few decades have seen an
explosion of new materials. While other industries have found ways to improve their
products through application of these materials, relatively few have made their way into
architecture. The properties of these materials are often the reciprocal image of the
properties of conventional materials. For example, one new material, carbon fiber, that
has drawn considerable speculative attention but few actual architectural applications,
has a nearly inverse relationship between density and strength when compared to
conventional materials such as brick, aluminum, glass and steel. In addition, there is an
entirely new class of intelligent materials that have yet to find application. Beginning
with our own speculations, we then charged our graduate students with examining the
potential use of new material classes that gave rise to speculative collaborations with
industry and the demonstration of an idea about new material use in our SmartWrap pavilion
at the Cooper Hewitt National Design Museum in New York City (Figure 13). The proposition
exploited advances in polymer chemistry to suggest the idea of printed functionalities,
organic solar cells, conductive ink, energy storage, and organic light emitting diodes, on
a tensile polyester skin. This proposition has in turn led back to the question of
speculation with industry to work toward the realization of new architectural
products.
The insertion of a new computer science building into the engineering quadrangle at the
University of Pennsylvania has spawned a research agenda into the ethics of glass curtain
walls and a further foray into integrated component assembly (Figure 14). The site for
this project was a service courtyard. A central design objective for the new structure was
to turn this back into a front, to create a new front door for the School of Engineering
and to render the school transparent to the university and the city. With this idea came
an ethical obligation. If the building was to be glass juxtaposed against the largely
opaque adjoining structures, then it had to be energy efficient. A research and education
process began for ourselves and the client that investigated all the known technologies,
and we settled upon one that had yet to be used in the US: an active wall. This system is
triple glazed and the return air plenum for the building is through a 3" cavity between
the layers of glass. This cavity contains an electronically controlled blind that
functions not only to shield the interior from solar gain and glare but as a radiator.
Part of the speculative agenda for this system involved the off site panelization of this
"smart wall." The Levine Hall wall is not erected conventionally, in the field,
stick-by-stick. Instead, it is fabricated as a unitized assembly - framing, gaskets,
glass, hardware, blinds, and electronic controls are all collected off site and assembled
into large scale panels, then shipped to the site and hung from adjustable clips attached
to the concrete floor plates. The entire installation is gasketed from panel to panel.
There are no sealants employed. Time in the field was limited to several weeks and the
quality control was largely accomplished off site at the fabrication facility.
The central agenda for the LEED platinum aspiring Middle School at Sidwell Friends
School in Washington, DC derived from the Quaker ethic depicted in Edward Hick's painting
of The Peaceable Kingdom. In this world view, man is at peace with the natural world -
within nature rather than above or outside it. While there are dozens of ways in which
this ethic has permeated the new and renovated building, we will focus on only one here,
the way in which the building manages water (Figure 15). The desire to complete the water
cycle, to purify and reuse sewage, existed early in the project. A living machine was
included in the first estimates for the building. The speculation here, however, quickly
centered on an integral, natural approach to purification, the constructed wetland, not
yet another machine but rather nature itself, with the sloping courtyard reinterpreted as
terraced purifier, a new form of a working academic quadrangle. Constructed wetlands
remain unusual and were unheard of in this jurisdiction, so considerable research and
education were required. In addition to the wetland, the courtyard is a storage system, a
man made estuary for water. Water that falls on the green roof, when present in sufficient
quantity, overflows the roof into scuppers where it is conducted through open leaders to a
spillway and biology pond. This pond overflows into a rain garden when there is enough
rainfall. In drier times, the rain garden is empty, but the pond remains full, a visual
manifestation of the cisterns that store rainwater. The complete cycles of water are
manifest in this research courtyard. The passive "academic" courtyard of Oxford and
Cambridge origin is here transformed into a research quadrangle, not only our own research
that went into its design and fabrication, but a source of ongoing research and monitoring
by the children and teachers.
We return now to one of the images with which we began - that of Man Ray "phoning in"
the description of a work of art for transcription by the receiver. This was held up as
the antithesis of control, as the epitome of the modern separation of designing and
making. Originating in the education and speculative realms, however, we began to see and
explore the seeds, the kernels that might turn this observation on its head (Figure 16).
We are speaking, of course, of digital modeling and ultimately, the ability to translate
image directly into substance in the form of cad/cam fabrication, three dimensional
printing and similar translations of information into material substance. Our research
into the design and fabrication methodologies of Boeing showed the way forward from
simulation to reality. The fully integrated imaging and information systems developed by
Boeing to control design, testing, purchasing, planning, fabricating and maintaining its
aircraft are a provocation to us as architects. We have taken up this provocation with
applied research into parametric modeling and integrated information management. Using two
projects as test cases for this applied research, we have modeled using both Digital
Project and Autodesk Revit. We regularly develop three dimensional prints from these and
other softwares. We are embedding deep information into these models, researching and
attempting to use them as another tool in the arsenal of deep control, moving us ever
closer to the reconnection of conceiving with making.
QUALITY
Lastly, and perhaps most importantly, there is the elusive question of quality.
If one believes, as we do, that the ethical practice of architecture is extended through a
commitment to architecture as design with research, then we have a further obligation:
extraordinary quality. If one wants to improve the art of architecture through research
and innovation, then the risks of exploring new worlds needs to be offset by rigorous
dedication to quality. Because architecture is design, because it is a statement of
intentions rather than the actual realization of those intentions, we have a limiting view
of our obligations to quality. There is often even an underlying fear that excessive focus
on "systems" and "process" will undermine the intuitive, creative acts that lie at the
core of all architecture. As a result, quality is most often an added feature of
architectural practice today rather than a generative driver of design. For the most part,
"redlining" and checking are the industry standard for the practice of quality control.
This view of quality, however, is too little and too late. The mistakes have already been
made and the effort to correct them is inevitably patchwork. Few architects practice the
deep control of quality that derives from a focus on the process of how we make things,
rather than the after the fact correction of what we have made. There is enormous
potential for improvement through the transfer of externally audited quality control
systems such as ISO 9001 to architecture. ISO 9001 is most often associated with
manufacturing processes, but it is a flexible system that is fully adaptable to the
practice of architecture. Our firm began this process more than a year ago with the
creation of our own quality management system that we call KTMS (KieranTimberlake
Management System). It is not a single pre-existing system that exists independent of any
organization or culture. Rather it requires definition and customization to the specific
culture and way of doing things that every architectural practice evolves across time. The
fundamental premise is that process failure, not human failure, underlies most quality
compromises (Figure 17). The design exercise for such an ISO based system is in large part
anthropological. It requires analysis and codification of what you are already doing. It
is about stating and describing who you already are. It is not about the invention of a
new culture or way of doing architecture. Once stated, however, the quality management
system becomes the driver toward continuous improvement. It is the engine that allows one
to move toward future worlds through the necessity to improve what one does with each
successive act of design. Planning and doing are followed by monitoring and learning. You
cannot just plan and do, plan and do, plan and do. The process requires the monitoring and
measurement of what you have done, it requires real learning and reflection and
improvement before you begin the cycle of planning and doing anew.
The prospect of the architect reasserting master control of architecture is before us.
All the tools exist. We simply need to commit ourselves to design and form cultures to
support master control, We have willing and able collaborators who can take us to places
we can now only vaguely perceive. We can forge ethical future worlds through commitment to
research with these collaborators. Lastly, we can design the process of making to include
a commitment to the deep control and continuous improvement of all that we do through the
addition of monitoring and learning to planning and doing. The time to act is now. Seize
the day.